Pharmaceutical Excipients - Some Definition

There are several explanations to pharmaceutical excipients covering origin, regulatory and functionality aspects.

 

“The word excipient is derived from the Latin excipere, meaning 'to except', which is simply explained as 'other than'. Pharmaceutical excipients are basically everything other than the active pharmaceutical ingredient. Ideally, excipients should be inert, however, recent reports of adverse reactions have suggested otherwise.” (Australian Prescriber)

 

"Pharmaceutical excipients are substances other than the active pharmaceutical ingredient (API) that have been appropriately evaluated for safety and are intentionally included in a drug delivery system.”

 

Simply said the excipients enable the drug substance to be applied to the patient in the right form and supports the way and place of action without being active themselves.

 

Ideal Excipient Properties

Graphic with the five ideal properties of a pharma excipient
Ideal properties of an excipient

Excipients  range from inert and simple to active and complex substances that can be difficult to characterize. Traditionally, excipients were often structurally simple, biologically inert, and of natural origin, such as corn, wheat, sugar, and minerals. Many more novel and increasingly complex excipients have been developed as novel drug formulation delivery systems emerge and evolve. The inert and innocuous nature of excipients is no longer a given feature in drug formulations. Many excipients are potential toxicants at high doses in animals, though safe in humans at therapeutic doses, including commonly used excipients such as cyclodextrins, dextran, and polyethylene glycol.

Roles of Excipients

Graphic with the five main roles of excipients
Main Roles of Excipients in a Formulation

Excipients have different roles in a formulation. Some of the major ones can be:

  • Aid in the processing of the drug delivery system during its manufacture
  • Protect, support, or enhance stability, bioavailability, or patient acceptability,
  • Assist in product identification, and enhance any attribute of the overall safety
  • Assist in the effectiveness and/or delivery of the drug in use
  • Assist in maintaining the integrity of the drug product during storage

Categorization of Excipients

Pharmaceutical excipients can be categorized in different ways. Such as

 

By route of Administration

  • Oral Excipients 
  • Topical Excipients 
  • Parenteral Excipients 
  • Other Excipients 

By origin

 

Inorganic Chemicals 

  • Calcium Phosphates 
  • Calcium Carbonate 
  • Calcium Sulfate 
  • Halites 
  • Metallic Oxides 

 

Organic Chemicals 

  • Carbohydrates 
    • Sugars 
    • Actual Sugars 
    • Sugar Alcohols 
    • Artificial Sweeteners
  • Starch 
    • Modified Starch 
    • Dried Starch 
    • Converted Starch
  • Cellulose 
    • Cellulose Ethers 
    • Cellulose Esters 
    • CMC and Croscarmellose Sodium 
    • Microcrystalline Cellulose
  • Petrochemicals 
    • Glycols 
      • Polyethylene Glycol 
      • Propylene Glycol
  • Povidones 
  • Mineral Hydrocarbons 
    • Petrolatum 
    • Mineral Waxes 
    • Mineral Oils
  • Acrylic Polymers 
  • Other Petrochemical Excipients 
  • Oleochemicals
    • Fatty Alcohols 
    • Mineral Stearates 
    • Glycerin 
  • Other Oleochemical Excipients 
  • Proteins

 

 

Excipients by Origin: Organic Chemicals

Graphic with the four main groups of organic chemicals as excipients
Excipients by Origin: Organic Chemicals

By Functionality

 

  • Fillers & Diluents 
  • Binders 
  • Suspension & Viscosity Agents 
  • Coatings 
  • Flavoring Agents 
  • Disintegrants 
  • Colorants 
  • Lubricants & Glidants 
  • Preservatives
  • Etc. 

Main Excipients

Oral solid dosage forms are still the majority of dosage forms in the pharmaceutical industry mainly driven by convenience of administration, stability, formulation, transport and other advantages over other forms such as injectables, topical, liquid or suppositories. 

 

The main excipients are therefore also to be found in the field of solid dosage formulation and nowadays often looked at as commodities by some parts of the industry. 

  • Magnesium Stearate
  • Microcrystalline Cellulose
  • Starch (corn)
  • Silicone/Titanum Dioxide
  • Stearic Acid
  • Sodium Starch Glycolate
  • Gelatin
  • Talc
  • Sucrose
  • Calcium Stearate
  •  Povidone
  •  Pregelantinized Starch
  •  HPMC
  •  OPA products
  •  Croscarmellose
  •  Hydroxypropyl Cellulose
  •  Ethycellulose
  •  Calcium Phosphate
  •  Crospovidone
  •  Shellac (and Glaze)

Theses excipients are the most used in quantity but are under pressure by price and competition as different manufacturers are on the market with the same product / product types - at least based on the specifications given by the official monographs. Same might not be the same as the applied manufacturing process or different raw materials can have an effect on the excipient characteristics which is not reflected in the monograph testing. A well-known example is the different water uptake capacity of Microcrystalline Cellulose based on the drying process applied during production which can have an influence in wet granulation or extrusion/spheronzation.